HK Stock Trading Commission and Service Charges

Items	Charges (on gross trade amount)	Minimum charges (HKD & USD denominated products)	Minimum charges (RMB denominated products)
Phone Trading Commission *	0.25%	HKD 100 USD 12	RMB 100
Internet Trading Commission *	0.25%	HKD 100 USD 12	RMB 100
Settlement / Clearing Fee #	0.006% per trade (including 0.002% collected by HK Clearing)	HKD 3	RMB 3
Trading Fee (HKEx) #	0.00565%	HKD 0.01	RMB 0.01
Transaction Levy (SFC) #	0.0027%	HKD 0.01	RMB 0.01
Stamp Duty #	0.1%	A fraction of $1, round-up to the nearest $1
FRC Transaction Levy	0.00015%	Rounded to the nearest cent
Investor Compensation Levy (HK Government) #	0%	/	/

# The other fees of trading in listed RMB denominated securities would be caculated in HKD and cleared in RMB through CCASS
Above commission rate is applicable to our company's direct clients only. For AE clients, commission rate is negotiable with their AE
All information is subject to change without prior notice

Scrip Handling, Settlement-Related and Account Maintenance Service Charges

Items	Charges	Minimum charges
Stock custody fee (Apply to Dormant account only) *Dormant Account - No transactions are made to or from an account over a 36-months period	HKD 0.012 per board lot per month, odd lots also charged at HKD0.012 each (Fee calculated on aggregate month-end stock quantity balances in stock accounts.) If one trading transactions executed, the custody fee will be waived	HKD 10
Physical Scrip Deposit *	HKD 5 per transfer deed	/
Physical Scrip Withdrawal *	HKD 10 per board lot	HKD 200
CCASS Settlement Instruction (SI) *	Client commission x stock value (previous closing price)	HKD 200
CCASS Investor Settlement Instruction (ISI) *	HKD 30 per stock for withdrawal instruction (free of charge for deposit instruction)	HKD 30
General meeting of stockholders	Attend or authorize a third party to attend the general meeting of stockholders ( maximum 1 person) OR entrust CWSI to vote Administration fee HK$100 per application	/
MULTI-COUNTER TRANSFER INSTRUCTION	HKD50 per instruction	/
"Handling Charge for IPO Application(Financing)"	HKD denominated products HKD 120	/
"Handling Charge for IPO Application(Financing)"	RMB denominated products RMB 120	/
"Handling Charge for IPO Application (Non-financing)"	HKD denominated products HKD 50	/
"Handling Charge for IPO Application (Non-financing)"	RMB denominated products RMB 50	/
Administration fee for receiving daily /monthly statement by mail	HKD $100 per month	/
Request for Historical Statements	HKD100 per statement	/
Replacement of Lost Delivery Order	HKD100 per stock	/
Claiming Unclaimed Benefits Entitlement	HKD 100 per transaction	HKD 500
Request for Account Confirmation	HKD 300 per certificate	/
Custody Fee	Free	/
Dormant Account Fee	Free	/
Cash Dividend Collection Service Fee (Applicable to cash or scrip dividend)	0.5% of dividend	Minimum HKD30, plus scrip fee
Dividend Collection Fee	0.12% of dividend	/
Stock Dividend Collection Fee	HKD 2.5 per lot	Minimum HKD30, plus scrip fee
Corporate Action Service Fee	HKD 2.5 per board lot and HKD 120 handling fee	/
"Claim Dividend (each unclaimed entitlement of each stock)"	"0.5% of dividend collected, HKD300 handling fee and HKD200 handling fee collected by HK Clearing "	/
Scrip Fee *	HKD 2.5 per board lot (through CCASS)	/
Express Bank Transfer	HKD 350 per transaction	/
Telegraphic Transfer	Subject to bank charges	HKD 350 per transaction
Returned Cheque	HKD 300 per transaction	/
Preparation of Bought & Sold Note	HK$500 per transaction	/
Preparation of share transfer	HK$500 per transaction + A scrip fee at the rate of HK$2.50 for each share certificate (to be issued or submitted for cancellation, whichever is the higher)	/
Compulsory share buyback through CCASS	HK$2,000 per trade + a. Cash amount of compulsory share buyback b. CCASS handling charge c. Interest	/

* Round up to the nearest board lot
All information is subject to change without prior notice

Shanghai and Shenzhen Connect Trading Commission and Service Charges

Items	Charges(on gross trade amount)	Minimum charges (RMB denominated products)
Trading Commission *	0.25%	RMB 120
Handling Fee	0.00341%	/
Securities Management Fee	0.002%	/
Transfer Fee(China)	0.001%	/
Transfer Fee(Hong Kong)	0.002%	/
Stamp Duty	0.05% of transaction amount on the seller	/
Portfolio Fee	0.008%	Daily stock portfolio value x 0.008% / 365 (Accrued daily and collected on a monthly basis)

Shanghai and Shenzhen Connect Scrip Handling, Settlement-Related and Account Maintenance Service Charges

Items	Charges	Minimum charges
CCASS Settlement Instruction (SI) *	RMB 10 per board lot for withdrawal instruction (free of charge for deposit instruction)	RMB 200 per stock for withdrawal instruction
Custody Fee	Free	/
Dormant Account Fee	Free	/
Cash Dividend Collection Fee	0.5% of dividend collected	RMB 30
Scrip Dividend Collection Fee	RMB 2.5 per lot	RMB 30
Corporate Action Service Fee	RMB 2.5 per board lot and RMB 120 handling fee	/
Scrip Fee *	RMB 2.5 per board lot (through CCASS)	/
Express Bank Transfer	RMB 300 per transaction	/
Telegraphic Transfer	Subject to bank charges	RMB 300 per transaction
Returned Cheque	RMB 200 per transaction	/

U.S. Shares Trading Commission and Service Charges

Items	Charges	Trading Session (Hong Kong)
Trading Commission (Per Transaction)	0.25% / Minimum USD 30	Summer: 21:30 - 04:00 Winter: 22:30 - 05:00
SEC Fee	0.00278% / Minimum USD 0.01 Applicable to Sell orders only Fee rate subjected to US SEC policy changes (Round up to the nearest cent)
Clearing Fee	USD 0.003 per share. Minimum USD 0.50
Transaction Activity Fee	USD 0.000166 Applicable to Sell orders only
Scripless Shares Deposit Scripless Shares Withdrawal	Free USD120 each Stock
Scrip Dividend Fee	2.5% of Dividend – Minimum US$10 + Tax (If applicable) + ADR (If applicable)
Bonus Issue Fee	US$10 + Tax (If applicable)
Warrant / Rights Exercise Fee	US$10 + Tax (if applicable) + other fees (If applicable)
Corporate Action Service Fee	Handling Share Consolidation / Split - Free (Fees for other services depend on the specific charges)
Rights Issue Entitlement Charge ／ Stock Dividend Collection ／ Tender Offer	USD 25 + Tax (If applicable)

** All information is subject to change without prior notice.

U.K. Shares Trading Commission and Service Charges

Items	Charges	Trading Session (Hong Kong)
Trading Commission (Per Transaction)	0.75% / Min. 75 GBP 0.75% / Min. 75 EUR 0.75% / Min. 85 USD	Summer: 15:00 - 23:30 Winter: 16:00 - 00:30
Transaction Levy	Waived
Stamp Duty / PTM Levy	0.50% (For BUY trade only) PTM Levy: GBP1.00 (With transaction amount more than GBP10,000)
Scrip Dividend	Dividend tax: 10% Handling Fee: 2 % per stock (minimum GBP 20) , charges apply on the amount after dividend tax
SI	Deposit: Free Withdrawal: GBP 75 per
General Meeting of Stockholders	Attend or authorize a third party to attend the general meeting of stockholders (maximum 1 person): Administration fee USD 600 per application (Plus any other brokage fees if applicable) Entrust CWSI to vote: Administration fee USD 200 per application (Plus any other brokage fees if applicable)
Other Charges	External Fees plus is subject to global / local custodian charged
Other Corporate Action	Handling Fee: GBP 30 per transaction

Overdue interest

All currency (except USD)

Account	Financial charges (in annual interest rate)	Remarks
Cash Accounts	Chong Hing Bank HKD Prime Rate + 6%	/
Margin Accounts	Chong Hing Bank HKD Prime Rate + 4%	Overdue amount within the marginable value (Based on simple interest each day)
Margin Accounts	Chong Hing Bank HKD Prime Rate + 7%	Overdue amount beyond the marginable value and within the market value (Based on simple interest each day)

USD

Account	Financial charges (in annual interest rate)	Remarks
Cash Accounts	Chong Hing Bank USD Prime Rate + 12%	/
Margin Accounts	Chong Hing Bank USD Prime Rate + 2.75%	Overdue amount within the marginable value (Based on simple interest each day)
Margin Accounts	Chong Hing Bank USD Prime Rate + 10%	Overdue amount beyond the marginable value and within the market value (Based on simple interest each day)

Investment Products Fee Schedule

Bond – Trade-Related Fee

Items	Charges		Minimum charges
Monetary Benefit / Spread	Up to 3% of transaction amount, subject to negotiation		/
Custodian Fee#	Asset Value* ≤ USD 5,000,000.	0.20% p.a	Minimum fee per quarter per account USD 100, subject to negotiation
	USD 5,000,000 < Asset Value* < USD 20,000,000	0.10% p.a.
	Asset Value* ≥USD 20,000,000	0.05% p.a.
	Custodian account set up fee	Waived	/
	Out of pocket expense** charge on actual basis
Electronic Deposit Fee	Euroclear/ Clearstream USD 50 per transaction		/
	CMU HKD 200 per transaction		/
	CMU (Bond Connect) HKD 300 per transaction		/
	Out of pocket expense** Charge on actual basis
Electronic Withdrawal Fee	Euroclear/ Clearstream USD 50 per transaction		/
	CMU HKD 200 per transaction		/
	CMU (Bond Connect) HKD 300 per transaction		/
	Out of pocket expense** Charge on actual basis
Coupon Interest Collection Fee	0.5% of the coupon interest amount (if applicable)		Minimum HK$20 / CNY17 / USD3
Conversion to Equities	HK$100/ CNY80/ USD20 per issue		/

Structured Product – Trade-Related Fee

Items	Charges		Minimum charges
Monetary Benefit/Spread	For notes with tenor of 3 years or less	Up to 3% of the investment amount	/
Monetary Benefit/Spread	For notes with tenor of more than 3 years	Up to 5% of investment amount	/
Custodian Fee#	Asset Value* ≤ USD 5,000,000	0.20% p.a.	Minimum fee per quarter per account USD 100, subject to negotiation
	USD 5,000,000 < Asset Value* < USD 20,000,000	0.10% p.a.
	Asset Value* ≥USD 20,000,000	0.05% p.a.
	Custodian account set up fee	Waived	/
	Out of pocket expense** Charge on actual basis
Electronic Deposit Fee	USD 50 per transaction		/
Electronic Deposit Fee	Out of pocket expense** Charge on actual basis
Electronic Withdrawal Fee	USD 50 per transaction		/
Electronic Withdrawal Fee	Out of pocket expense** Charge on actual basis
Coupon Interest Collection Fee	0.5% of the coupon interest amount (if applicable)		Minimum HK$20 / CNY17 / USD3
Conversion to Equities Handling Fee	HK$100 / CNY80 / USD20 per issue		/

Mutual Fund / Unit Trust – Trade-Related Fee

Items	Charges		Minimum charges
Subscription / Redemption Fee	Up to 3%, subject to negotiation and Conditions of the mutual fund / unit trust		/
Custodian Fee#	Asset Value* ≤ USD 5,000,000	0.20% p.a.	Minimum fee per quarter per account USD 100, subject to negotiation
	USD 5,000,000 < Asset Value* < USD 20,000,000	0.10% p.a.
	Asset Value* ≥USD 20,000,000	0.05% p.a.
	Custodian account set up fee	Waived
	Out of pocket expense** Charge on actual basis
Electronic Deposit Fee	USD 50 per transaction, subject to negotiation		/
Electronic Deposit Fee	Out of pocket expense** Charge on actual basis
Electronic Withdrawal Fee	USD 50 per transaction, subject to negotiation		/
Electronic Withdrawal Fee	Out of pocket expense** Charge on actual basis
Hedge Fee Administration Fee (for Hedge Fund only)	0.2% p.a. on the year end market value or nominal value of holdings and charged annually		/
Transfer Out Handling Fee	0.1% of market value of each security		Minimum HK$1000 / CNY800 / USD200 for each security
Dividend Collection Fee	0.5% of the dividend amount (if applicable)		Minimum HK$20 / CNY17 / USD3

Note :

The above investment products fee schedule is effective from 12th July 2023 (HKT 00:00am).

*Asset Value: the market value of the assets at the end of each month. The Custodian Fee is calculated based on the Asset Value*, pro rata on the holding periods. If the market value of any instrument is unavailable, nominal value will be used to calculate the fee.

**Out of pocket expense: including but not limited to stamp duty, depository charges, bank charges and other disbursements of the portfolio.

#The Custodian Fee is accrued and will be deducted from client’s account monthly.

Real-time Price Quote

Items	Charges	Minimum charges
MegaHub	HKD 388	2 months initial deposit plus 1 month advance payment for application of the service. Payable in advance each month and calculated on a monthly basis.

Full month rate will be charged regardless of commencement date of service
All information is subject to change without prior notice