中达证券投资有限公司

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人才招聘

中达证券投资有限公司於2014年成立，致力於香港及中国内地发展多元化金融业务。中达证券重点发展证券业务，并将陆续推行其他金融业务及产品。为配合集团的迅速发展，诚邀高质素的人才加入我们的团队：

SFC-Licensed (R.O.) Responsible Officer (Type 1 & 2)

Responsibilities::

Supervise and monitor day-to-day operations, including all SFC regulated activities, margin and credit risk control, to ensure all activities comply with HKSFC rules, regulations and regulatory compliance;
Review and update the operational and internal control procedures;
Prepare and maintain a proper documentation of operational policies and procedures;
Oversee Settlement and Operational Department;
Review financial reporting that complies with SFO;
Handle matters of compliance cases and complaints;
Provide support and assist senior management in business development and market plans;
Perform other duties as assigned

Requirements :

Immediate available is highly preferred;
Current SFC Type 1 & 2 R.O. License holder with minimum 2 - 3 years of supervisory experience in brokerage firm is highly preferred (Well experienced representative who is qualified to be applied for the R.O. will also be considered);
Solid knowledge of Trading systems (e.g. iAsia system and Sharp Point system);
Experience and understanding of Front-end Trading (both Securities and Futures) operation and control;
Experience and understanding of Middle and Back office operation (including Clearing and settlement of CCASS & DCASS; FRR report review and Liquid capital calculation);
Good knowledge of SFC ordinance, regulations and guidelines of relevant regulatory bodies, e.g. SFC and HKEx;
Knowledge and trading experience in Global Futures and US Stock would be definitely advantages

有意者请把您的简历及个人联络资料电邮到cs@cwsi.com.hk或致电(852)3958 4600与我们的人力资源及行政部联系。
* 所有资料仅用作招聘用途
**招聘方面的收集个人资料申明
您所提供的资料将会视作机密文件处理，此等资料将不会发还。中达证券将会保留您的资料为期不多於六个月。已过六个月之该等个人资料将会被消毁。
***根据个人资料(私隐)条例，您需要查阅及更改所填报的资料，请致函到香港九龙尖沙咀东部科学馆道9 号新东海商业中心5 楼506室人力资源及行政部。