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人才招聘
中達證券投資有限公司於2014年成立,致力於香港及中國內地發展多元化金融業務。中達證券重點發展證券業務,並將陸續推行其他金融業務及產品。為配合集團的迅速發展,誠邀高質素的人才加入我們的團隊:
SFC-Licensed (R.O.) Responsible Officer (Type 1 & 2)
Responsibilities::
  • Supervise and monitor day-to-day operations, including all SFC regulated activities, margin and credit risk control, to ensure all activities comply with HKSFC rules, regulations and regulatory compliance;
  • Review and update the operational and internal control procedures;
  • Prepare and maintain a proper documentation of operational policies and procedures;
  • Oversee Settlement and Operational Department;
  • Review financial reporting that complies with SFO;
  • Handle matters of compliance cases and complaints;
  • Provide support and assist senior management in business development and market plans;
  • Perform other duties as assigned 

Requirements :
  • Immediate available is highly preferred;
  • Current SFC Type 1 & 2 R.O. License holder with minimum 2 - 3 years of supervisory experience in brokerage firm is highly preferred (Well experienced representative who is qualified to be applied for the R.O. will also be considered);
  • Solid knowledge of Trading systems (e.g. iAsia system and Sharp Point system);
  • Experience and understanding of Front-end Trading (both Securities and Futures) operation and control;
  • Experience and understanding of Middle and Back office operation (including Clearing and settlement of CCASS & DCASS; FRR report review and Liquid capital calculation);
  • Good knowledge of SFC ordinance, regulations and guidelines of relevant regulatory bodies, e.g. SFC and HKEx;
  • Knowledge and trading experience in Global Futures and US Stock would be definitely advantages
有意者請把您的簡歷及個人聯絡資料電郵到cs@cwsi.com.hk或致電(852)3958 4600與我們的人力資源及行政部聯繫。
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**招聘方面的收集個人資料申明
您所提供的資料將會視作機密文件處理, 此等資料將不會發還。中達證券將會保留您的資料為期不多於六個月。已過六個月之該等個人資料將會被消毀。
***根據個人資料(私隱)條例,您需要查閱及更改所填報的資料,請致函到香港九龍尖沙咀東部科學館道9 號新東海商業中心5 樓506室人力資源及行政部。